John H. Roth, Vice President and Chief Compliance Officer for Nassau Financial Group discusses the value of ethical conduct for employees of financial firms.

Roth has served as Chief Compliance Officer for multiple capital management firms, has practiced law, and currently holds five degrees – his most recent a doctorate in leadership and innovation from New York University.

Roth graduated from the Harbert College of Business in 1998 with a B.S. in finance and a variety of leadership positions on his resume, including Treasurer of the Student Government Association. 

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